AML KYC & Sanctions Consulting Services
The UAE has become one of the most closely watched jurisdictions globally for anti-money laundering compliance. With the Central Bank of UAE, the Financial Intelligence Unit (FIU-UAE), and goAML reporting obligations tightening enforcement across banks, exchange houses, DNFBPs, and free-zone entities, businesses operating in Dubai and across the Emirates need an AML Consultant in UAE who understands both the regulatory expectations and the operational realities of the region.
At ASC Group, our UAE Business Desk delivers dedicated, on-ground AML advisory for institutions in Dubai and beyond, while our India practice provides equally robust AML Consulting Services for entities regulated by the RBI, SEBI, and IRDAI. For groups operating between the UAE and India, we offer a single, coordinated compliance framework rather than two disconnected engagements.
AML Consultant in Dubai: On-Ground, Regulator-Facing Support
As a dedicated AML Consultant in Dubai, ASC Group works directly with mainland and free-zone businesses — banks, exchange houses, real estate firms, and Designated Non-Financial Businesses and Professions (DNFBPs) — to build AML/CFT programs that hold up under regulator scrutiny. Our Dubai-facing team offers:
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goAML Registration & Reporting — end-to-end support for registration and ongoing suspicious transaction/activity reporting through the UAE's goAML platform.
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AML/KYC Policy Design for UAE Regulatory Expectations — customized policies aligned with Central Bank of UAE and FIU-UAE requirements, not generic templates adapted from other jurisdictions.
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Independent AML Audit Service in Dubai — mock inspections and independent reviews conducted ahead of regulator visits, so institutions walk into an inspection prepared rather than reactive.
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Regulator Liaison — direct support during examinations and correspondence with UAE authorities.
AML Advisory Across the Wider UAE
Beyond Dubai, our AML Advisory in UAE extends to banks, exchange houses, real estate agencies, and free-zone entities across all seven Emirates. Our Independent AML Audit Service in UAE is built around the same standards we apply in Dubai — full-scope compliance reviews, control-gap analysis, and audit-readiness testing benchmarked against Central Bank of UAE and FATF expectations.
For groups with entities in both India and the UAE, we structure a single compliance approach that satisfies FIU-IND and FIU-UAE simultaneously, rather than requiring separate providers running parallel, inconsistent frameworks.
AML Consulting Services in India
Institutions across banking, NBFCs, fintech, insurance, and capital markets in India remain equally accountable to a demanding regulatory environment under the Prevention of Money Laundering Act (PMLA), 2002, and the AML/KYC directives issued by the RBI, SEBI, and IRDAI. As one of India's established AML Consulting Firms, ASC Group provides:
- AML Risk Assessment & Gap Analysis — benchmarking existing AML/KYC frameworks against PMLA requirements and global best practices.
- Policy Design and Documentation — Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and suspicious transaction reporting processes.
- Independent Reviews & Audits — periodic reviews aligned with PMLA and RBI guidelines to support internal audit readiness.
- Training & Awareness — customized programs for compliance teams and senior management.
- Sanctions Compliance & Screening — implementation support for UN, OFAC, and jurisdiction-specific sanctions list screening.
Specialized BSA/AML Support for Cross-Border Entities
Indian entities with U.S.-based investors or correspondent banking relationships increasingly need to demonstrate alignment with Bank Secrecy Act (BSA)-style expectations, even though BSA applies primarily to U.S. institutions. As experienced BSA AML Consulting Firms, ASC Group helps organizations align systems with both PMLA and BSA-style expectations — covering transaction monitoring, suspicious activity reporting, and cross-jurisdictional compliance.
Who We Work With
Our AML consulting reach spans:
- Banks, exchange houses, and NBFCs
- Payment gateways and fintech platforms
- Mutual funds and capital market intermediaries
- Insurance companies
- Designated Non-Financial Businesses and Professions (DNFBPs)
- Real estate firms, casinos, and high-value dealers
Whether you're a fintech launching in Dubai's DIFC, a UAE exchange house preparing for a Central Bank inspection, or an Indian NBFC strengthening its RBI-mandated AML framework, our teams bring the same regulator-facing rigor.
Why ASC Group
With almost three decades of regulatory advisory experience and a footprint spanning India, the UAE, Singapore, and Canada, ASC Group's multi-disciplinary team — AML accountants, financial auditors, forensic experts, and legal advisors — brings hands-on experience across:
- Central Bank of UAE, FIU-UAE, and goAML compliance
- RBI, SEBI, IRDAI, and FIU-IND regulatory requirements
- FATF Recommendations and global AML/CFT frameworks
- Regulatory inspections, audits, and enforcement remediation
- Automated AML risk models and transaction monitoring tools
Regulatory Guidance and Standards
Our engagements are built around:
- UAE AML/CFT Framework & Central Bank of UAE regulations
- goAML reporting requirements (FIU-UAE)
- The Prevention of Money Laundering Act (PMLA), 2002
- RBI Master Direction on KYC, 2016
- SEBI Master Circular on AML Standards
- IRDAI AML Guidelines
- FATF Recommendations on AML/CFT
- UN and OFAC Sanctions Lists
Frequently Asked Questions
Do you provide AML audit services for businesses based in Dubai or elsewhere in the UAE? Yes. Our AML Consultant in Dubai team, working alongside our wider UAE Business Desk, provides an Independent AML Audit Service in UAE and Dubai for banks, exchange houses, real estate firms, and DNFBPs — covering goAML registration through to full-scope compliance reviews.
Do I need separate AML advisory if my business operates in both the UAE and India? Not necessarily separate providers, but you do need a single framework that satisfies both FIU-UAE and FIU-IND. Our UAE advisory is designed to work alongside our India-based AML consulting services so group entities maintain one consistent compliance posture across both jurisdictions.
What does goAML registration involve, and can you support it end-to-end? goAML is the UAE's mandated platform for suspicious transaction and activity reporting. We support registration, ongoing reporting obligations, and the internal controls needed to keep reporting accurate and timely.
Why hire an AML consultant instead of managing compliance in-house? An experienced AML consultant brings cross-industry exposure to regulatory expectations, emerging red flags, and enforcement trends that in-house teams may not encounter regularly — often catching gaps internal reviews miss.
What's the difference between an AML consultant and an AML accountant? An AML consultant focuses on policy design, risk assessments, and regulatory strategy, while AML accountants bring financial-forensics expertise — tracing fund flows and supporting audits with an accounting lens. ASC Group's team includes both.
How do I choose among AML consulting firms? Look for firms with demonstrated regulatory experience across actual inspections (not just software tools), a multi-disciplinary team, and a track record supporting institutions through real regulator engagement — not only policy drafting.
Book Free Consultation: Dubai UAE: +971543907670 Info@ascglobal.ae
Book Free Consultation: India: +91-99990 43311 Info@ascgroup.in
